Cybersecurity for Mortgage Lenders
A financial compliance and cybersecurity program for mortgage lenders, brokers, servicers, and related firms handling consumer financial information.
Mortgage firms sit at the intersection of financial, privacy, and cyber risk
Mortgage organizations handle NPI, credit data, payment information, borrower documents, and third-party integrations across a heavily regulated lending workflow.
A defensible program must address GLBA, FTC Safeguards, state privacy laws, vendor risk, incident response, and examiner expectations.
- GLBA and FTC Safeguards obligations
- Borrower NPI and document protection
- Vendor, LOS, and cloud platform risk
- Examiner-ready policies and evidence
How We Support Mortgage Cybersecurity
The goal is a practical compliance program that leadership can understand, technical teams can execute, and external stakeholders can review without sorting through disconnected artifacts.
- Assess borrower data flows and NPI handling.
- Build GLBA and FTC Safeguards-aligned policies and controls.
- Review vendors, mortgage platforms, and cloud services.
- Prepare evidence for regulators, lenders, investors, and partners.
Applicable Frameworks and Requirements
Deliverables
Tangible artifacts and documentation you receive throughout the engagement.
Mortgage Data Flow Review
Mapping of borrower data, NPI, systems, and vendors
FTC Safeguards Assessment
Gap analysis against Safeguards Rule requirements
Policy Package
Cybersecurity and privacy policies for mortgage operations
Vendor Risk Package
Third-party review and documentation
Incident Response Plan
Breach and security incident response procedures
Evidence File
Examiner-ready compliance and security artifacts
Engagement Workflow
A proven, repeatable process from initial scoping through ongoing support.
Data Mapping
Identify borrower data, systems, and vendor flows
Gap Assessment
Assess GLBA, FTC, and privacy requirements
Policy Buildout
Create policies, procedures, and controls
Vendor Review
Evaluate third-party and platform risk
Readiness
Assemble evidence and leadership summary
Protect borrower data and examiner readiness
Build a practical cybersecurity and GLBA program for mortgage operations.
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